John H. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Herman Anderson JR, who also goes by John Anderson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 55, Series 7, Series 6 and Series 5 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2024 - July 8, 2026
AXCELUS FINANCIAL DISTRIBUTION COMPANY
August 31, 2015 - April 18, 2019
BLAYLOCK VAN, LLC
August 10, 2012 - August 22, 2012
CHEEVERS & COMPANY, LLC
January 23, 2008 - April 6, 2010
MESIROW FINANCIAL, INC.
October 25, 2005 - June 8, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
December 23, 1996 - August 19, 1999
CONTIFINANCIAL SERVICES CORPORATION
July 25, 1987 - June 6, 1988
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/28/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 8/8/2008
Limited Representative-Equity Trader ExamSeries 5
Date: 8/1/1986
Interest Rate Options ExaminationCurrent Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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