John S. Ronga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Silvio Ronga, who also goes by John Ronga, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 5 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1998 - December 21, 1998
IRVINE SECURITIES, INC.
May 9, 1997 - September 26, 1997
MACARTHUR STRATEGIES, INC.
January 29, 1995 - April 28, 1995
INCOME NETWORK COMPANY
April 23, 1993 - July 22, 1993
WELLINGTON ASHFORD CAPITAL, INC.
June 5, 1992 - August 14, 1992
DIRECT EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRVINE SECURITIES, INC.
CRD#: 34796 / SEC#: , 8-46425
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
