Michael V. Jordan
Professional summary
Michael Vincent Jordan was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Vincent Jordan was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1986. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2009 - January 10, 2014
LASALLE ST SECURITIES, L.L.C.
March 14, 2005 - December 31, 2007
B. RILEY WEALTH ADVISORS, INC.
September 3, 2004 - December 4, 2009
NATIONAL SECURITIES CORPORATION
November 26, 2002 - September 22, 2004
QUICK & REILLY, INC.
February 13, 2002 - September 22, 2004
QUICK & REILLY, INC.
July 2, 1993 - March 11, 2002
UBS FINANCIAL SERVICES INC.
January 2, 1990 - July 7, 1993
MORGAN STANLEY DW INC.
June 6, 1989 - December 11, 1989
LEHMAN BROTHERS INC.
November 29, 1988 - July 3, 1989
JOSEPHTHAL & CO., INC.
January 4, 1988 - December 5, 1988
GREENTREE SECURITIES CORP.
September 24, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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