James J. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Ward, who also goes by Jim Ward, James Ward, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2012 - January 10, 2019
BLUESHIFT RESEARCH LLC
May 24, 2006 - October 4, 2010
OTR GLOBAL TRADING LLC
May 6, 2003 - October 4, 2010
OTR GLOBAL LLC
January 9, 1997 - December 31, 2008
OTA LLC
June 17, 1991 - February 27, 1996
AUTRANET, LLC
September 4, 1986 - September 26, 1988
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
BLUESHIFT RESEARCH LLC
CRD#: 159417 / SEC#:
Contact information
Red Flags
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