Bruce G. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Graham Kennedy was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1986. Bruce had worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1996 - March 7, 2014
300 NORTH CAPITAL
August 19, 1986 - May 1, 1990
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
300 NORTH CAPITAL
CRD#: 107325 / SEC#: 801-47993
Contact information
Red Flags
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