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DH

Debra H. Hyman

PAYCHEX SECURITIES
West Henrietta, NY 14586
Some features on this profile are disabled
CRD#: 1546629
DH

Professional summary

Debra H Hyman, who also goes by Debra E Horowitz, Debra Ellen Horowitz, Debra Ellen Hyman, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in West Henrietta, New York.

Debra is registered as a RR (Registered Representative) and started their career in finance in 1987. Debra has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Debra E Horowitz | Debra Ellen Horowitz | Debra Ellen Hyman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra H Hyman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2014 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 1175 John Street, West Henrietta, NY 14586
BD
CRD#: 39733
West Henrietta, NY
Past

August 18, 1992 - January 22, 1994

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

May 14, 1988 - August 31, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

June 23, 1987 - May 14, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/25/2014)
RR
Alaska
(8/25/2014)
RR
Arizona
(8/25/2014)
RR
Arkansas
(8/25/2014)
RR
California
(8/25/2014)
RR
Colorado
(7/24/2014)
RR
Connecticut
(7/25/2014)
RR
Delaware
(8/25/2014)
RR
District of Columbia
(7/24/2014)
RR
Florida
(7/24/2014)
RR
Georgia
(8/25/2014)
RR
Hawaii
(8/25/2014)
RR
Idaho
(7/24/2014)
RR
Illinois
(8/14/2014)
RR
Indiana
(8/25/2014)
RR
Iowa
(8/25/2014)
RR
Kansas
(8/25/2014)
RR
Kentucky
(8/25/2014)
RR
Louisiana
(7/24/2014)
RR
Maine
(7/25/2014)
RR
Maryland
(7/24/2014)
RR
Massachusetts
(8/25/2014)
RR
Michigan
(8/25/2014)
RR
Minnesota
(8/25/2014)
RR
Mississippi
(8/25/2014)
RR
Missouri
(7/24/2014)
RR
Montana
(8/25/2014)
RR
Nebraska
(8/25/2014)
RR
Nevada
(8/25/2014)
RR
New Hampshire
(8/25/2014)
RR
New Jersey
(7/24/2014)
RR
New Mexico
(8/25/2014)
RR
New York
(8/25/2014)
RR
North Carolina
(8/25/2014)
RR
North Dakota
(8/25/2014)
RR
Ohio
(7/24/2014)
RR
Oklahoma
(8/25/2014)
RR
Oregon
(8/25/2014)
RR
Pennsylvania
(8/25/2014)
RR
Rhode Island
(8/25/2014)
RR
South Carolina
(8/25/2014)
RR
South Dakota
(8/25/2014)
RR
Tennessee
(8/25/2014)
RR
Texas
(8/25/2014)
RR
Utah
(8/25/2014)
RR
Vermont
(7/24/2014)
RR
Virginia
(8/25/2014)
RR
Washington
(8/25/2014)
RR
West Virginia
(8/25/2014)
RR
Wisconsin
(8/25/2014)
RR
Wyoming
(8/25/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 8/25/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/14/1992
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/24/2014
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
WILEY, CHRISTINE LEEPRESIDENT3108303
WILEY, CHRISTINE LEECHIEF COMPLIANCE OFFICER3108303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733West Henrietta, NY 14586

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