William T. Pigott
Professional summary
William Terrence Pigott, who also goes by Terry Pigott, William Pigott, is a registered financial advisor currently at GLACIER PEAK CAPITAL MANAGEMENT, LLC located in Bedminster, New Jersey and CURVATURE SECURITIES LLC located in Boca Grande, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. William has worked at 6 firms and has passed the Series 63, Series 65, Series 3, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Terrence Pigott's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2013 - Present
GLACIER PEAK CAPITAL MANAGEMENT, LLC
Office #1: 376 Main Street, Bedminster, NJ 07921August 7, 2014 - Present
CURVATURE SECURITIES LLC
July 12, 2005 - January 24, 2006
ROUNDSTONE ADVISORS, LLC
December 12, 2002 - January 3, 2006
LIBERTY CORNER CASH MANAGEMENT, L.L.C.
August 23, 1989 - February 18, 1999
DAIWA CAPITAL MARKETS AMERICA INC.
July 17, 1987 - February 22, 1988
PRINTON, KANE GOVERNMENT SECURITIES, INC.
Primary Firm SEC Registration
GLACIER PEAK CAPITAL MANAGEMENT, LLC
CRD#: 164409 / SEC#: 801-113285
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2015)
(1/9/2018)
(3/26/2013)
(4/13/2015)
(4/20/2015)
(4/16/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GLACIER PEAK CAPITAL MANAGEMENT, LLC
CRD#: 164409 / SEC#: 801-113285
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 11,168,841,076 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 11/23/2023 | ||
| 01/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
