Robert S. Saposh

SAPOSH & MALTER

White Plains, NY 10601

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CRD#: 1546509

Professional summary

Robert Steven Saposh, CFP® is a registered financial advisor currently at SAPOSH & MALTER, INC. located in White Plains, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Certified Public Accountant Non investment related 60 E.42nd St 1429, NY, NY 10165 Personal tax prep Self Employed 40 hours a month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Saposh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

May 15, 2018 - Present

SAPOSH & MALTER, INC.

Office #1: 75 South Broadway Suite 4-107, White Plains, NY 10601

RIA

CRD#: 119514

White Plains, NY

Past

January 6, 1998 - December 31, 1999

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

June 16, 1988 - January 5, 1998

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

October 1, 1986 - February 12, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2018)

IAR

New York
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/22/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/1998

General Securities Principal Examination

Current Firm

SAPOSH & MALTER, INC.

CRD#: 119514 / SEC#:

California

Registered Investment Advisory firm - (5/15/2018 Approved)

New York

Registered Investment Advisory firm - (1/8/1998 Approved)

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Contact information

Main Address

75 South Broadway Suite 4-107, White Plains, NY 10601

Mailing Address

Phone number

(646) 876-5220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 24,400,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert S. Saposh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Saposh's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPOSH & MALTER, INC.

FINANCIAL WEST GROUP

EQUITY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/1986

Series 7

Date: 9/22/1986

Series 24

Date: 3/4/1998

Current Firm

SAPOSH & MALTER, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAPOSH & MALTER, INC.

TRUST BUT VERIFY

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