DT
Donald F. Turner
LPL ENTERPRISE
HOUSTON, TX 77027
Some features on this profile are disabled
CRD#: 1546082
DT
Professional summary
Donald Franklin Turner is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Houston, Texas.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Donald has worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/26/2025 - Centex Financial Group - Non-Variable Insurance/Insurance Agency - INV REL - Georgetown, TX., 78633 - Start Date 05/01/2014 - 40 HRS/MO 2. 02/26/2025 - Centex Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - Georgetown, TX., 78633 - Start Date 05/01/2014 - 40 HRS/MO 3. 02/26/2025 - Turner Advisors LLC - Business Entity for Tax/Investment Purposes Only - INV REL - Georgetown, TX., 78633 - Start Date 01/01/2024 - 10 HRS/MO 4. 02/26/2025 - Turner Advisors LLC - Real Estate Rental - INV REL - Georgetown, TX., 78633 - Start Date 01/01/2024 - 10 HRS/MO
CRS (Client Relationship Summary) - RIA
Click below to view Donald Franklin Turner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Franklin Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 1233 West Loop South Suite 1100, Houston, TX 77027RIA
BD
CRD#: 8733
HOUSTON, TX
Current
March 4, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 1233 West Loop South Suite 1100, Houston, TX 77027RIA
BD
CRD#: 8733
HOUSTON, TX
Past
June 16, 2021 - January 14, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Austin, TX
Past
June 16, 2021 - January 14, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Austin, TX
Past
September 13, 2019 - July 1, 2021
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
AUSTIN, TX
Past
November 16, 2015 - July 31, 2018
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Austin, TX
Past
November 3, 2015 - July 31, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Austin, TX
Past
November 21, 2014 - September 21, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
CEDAR PARK, TX
Past
November 18, 2011 - December 17, 2014
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
AUSTIN, TX
Past
October 4, 2011 - December 17, 2014
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
AUSTIN, TX
Past
March 3, 2006 - October 6, 2011
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
AUSTIN, TX
Past
June 4, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
June 4, 2001 - October 6, 2011
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
AUSTIN, TX
Past
January 6, 1997 - June 27, 2001
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
February 1, 1996 - January 31, 1997
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
May 23, 1994 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
November 16, 1989 - December 31, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 3, 1986 - November 6, 1989
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(3/4/2025)
IAR
Texas(3/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
