Donald F. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Franklin Turner was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2025 - March 13, 2026
LPL ENTERPRISE, LLC
March 4, 2025 - March 13, 2026
LPL ENTERPRISE, LLC
June 16, 2021 - January 14, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 16, 2021 - January 14, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 13, 2019 - July 1, 2021
PARK AVENUE SECURITIES LLC
November 16, 2015 - July 31, 2018
ONEAMERICA SECURITIES, INC.
November 3, 2015 - July 31, 2018
ONEAMERICA SECURITIES, INC.
November 21, 2014 - September 21, 2015
SIGNATOR INVESTORS, INC.
November 18, 2011 - December 17, 2014
AMERITAS INVESTMENT COMPANY, LLC
October 4, 2011 - December 17, 2014
AMERITAS INVESTMENT COMPANY, LLC
March 3, 2006 - October 6, 2011
ONEAMERICA SECURITIES, INC.
June 4, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
June 4, 2001 - October 6, 2011
ONEAMERICA SECURITIES, INC.
January 6, 1997 - June 27, 2001
AMERITAS INVESTMENT COMPANY, LLC
February 1, 1996 - January 31, 1997
CETERA WEALTH SERVICES, LLC
May 23, 1994 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
November 16, 1989 - December 31, 1993
NEW ENGLAND SECURITIES
September 3, 1986 - November 6, 1989
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
