Larry D. Flanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Doyle Flanagan, who also goes by Larry D. Flanagan, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1986. Larry had worked at 8 firms and has passed the Series 65, Series 63, Series 52, Series 22, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2011 - August 4, 2014
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
August 9, 2011 - August 4, 2014
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
August 2, 2011 - January 10, 2013
LPL FINANCIAL LLC
August 2, 2011 - August 11, 2014
LPL FINANCIAL LLC
February 7, 2003 - August 1, 2011
VSR FINANCIAL SERVICES, INC.
August 23, 2002 - February 7, 2003
THE MASTERS, INC.
August 23, 2002 - August 1, 2011
VSR FINANCIAL SERVICES, INC.
August 17, 2000 - August 26, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 5, 1999 - August 27, 2002
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
October 7, 1986 - August 22, 2000
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/4/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
