William B. Fretz
Professional summary
William Bruce Fretz JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, William had worked at 8 firms, which includes KEYSTONE ASSET ADVISORS L.P., THE KEYSTONE EQUITIES GROUP L.P., EGE ADVISORS LTD., EMERGING GROWTH EQUITIES LTD., BOENNING & SCATTERGOOD INC., INVESTEC INC., PRUDENTIAL EQUITY GROUP LLC, DREXEL BURNHAM LAMBERT INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2004 - December 14, 2011
KEYSTONE ASSET ADVISORS, L.P.
October 14, 2003 - August 12, 2013
THE KEYSTONE EQUITIES GROUP, L.P.
January 12, 2000 - May 20, 2003
EGE ADVISORS, LTD.
July 30, 1999 - May 1, 2003
EMERGING GROWTH EQUITIES, LTD.
September 23, 1997 - September 13, 1999
BOENNING & SCATTERGOOD, INC.
July 14, 1997 - July 18, 1997
BOENNING & SCATTERGOOD, INC.
December 22, 1993 - July 14, 1997
INVESTEC INC.
May 26, 1989 - December 22, 1993
PRUDENTIAL EQUITY GROUP, LLC
July 21, 1987 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/31/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 9/10/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
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