Terrence P. Travis
Professional summary
Terrence Patrick Travis, who also goes by Terrence Travis, is a registered financial professional currently at SUMO CAPITAL, LLC located in Chicago, Illinois and BOLT-X LLC located in Chicago, Illinois.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 2005. Terrence has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence Patrick Travis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2017 - Present
SUMO CAPITAL, LLC
Office #1: 425 S. Financial Place 15th Floor, Chicago, IL 60605January 8, 2024 - Present
BOLT-X LLC
Office #1: 440 South Lasalle Suite 1525, Chicago, IL 60603May 6, 2016 - January 4, 2022
RAPID EXECUTION SERVICES, LLC
May 19, 2006 - June 13, 2014
GOLDMAN SACHS & CO. LLC
November 9, 2005 - June 13, 2014
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
New York Stock Exchange
Current Firm
BOLT-X LLC
CRD#: 140802 / SEC#: , 8-67342
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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