Paul J. Cuneo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Juergens Cuneo, who also goes by Paul Jurgens Cuneo, Paul Cuneo, was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1986. Paul had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2007 - January 29, 2010
SPRINGBOARD ASSET MANAGEMENT, LLC
January 13, 2005 - December 31, 2005
SPRINGBOARD ASSET MANAGEMENT, LLC
November 19, 1998 - May 3, 1999
GLOBALINK SECURITIES, INC.
July 30, 1993 - August 13, 1998
CITIGROUP GLOBAL MARKETS INC.
November 18, 1986 - August 11, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
