David F. Aboud

LEONARD INVESTMENT ADVISORS

Oklahoma City, OK 73118

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CRD#: 1545223

Professional summary

David Ferris Aboud is a registered financial advisor currently at LEONARD INVESTMENT ADVISORS INC. located in Oklahoma City, Oklahoma and B.B. GRAHAM & COMPANY, INC. located in Oklahoma City, Oklahoma.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. David has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LEONARD AGENCY INC-CHAIRMAN AND INS AGENT EFF 11/2007-1900 NW EXPWY, STE 1450 OKC OK 73118-INVEST REL-2HRS/MO DEVOTED DURING TRADE HRS-3 HRS/MO DEVOTED TO BUS. 2) LEONARD INVESTMENT ADVISORS INC-INVEST REL-IA REPRESENTATIVE EFF 06/2006, 1900 NW EXPWY, STE#1450 0KC OK 73118 20 HRS/MO DURING TRADE HRS AND 0 HRS/MO DURING NON-TRADE HRS. 3) RANEY FERRIS INC-1900 NW EXPRESSWAY SUITE 1450, OKLAHOMA CITY OK 73118 - PRES-FAMILY INVESTMENTS, NOT INVEST REL, EFF 06/2001, 0 HRS/MO DURING AND OFF TRADE HRS. 4) OKLAHOMA CAPITAL ADVISORS, LLC, 2601 NW EXPRESSWAY, STE 601-W; OKLAHOMA CITY, OK 73112. EFFECTIVE 10/21/2014. MANAGING MEMBER FOR INVESTMENT RELATED BUSINESS. 1 HOUR/MONTH ON AND OFF TRADING HOURS. INVESTMENT RELATED. 5) A&A INVESTMENT PROPERTIES. INVESTMENT RELATED. S-CORP THAT HELD FAMILY REAL ESTATE/INVESTMENT HOLDINGS, PRESIDENT & 25% OWNER. START DATE: 3/9/15, 1 HOUR/MONTH DURING TRADING HOURS. MANAGE BROKERAGE ACCOUNT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ferris Aboud's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2000 - Present

LEONARD INVESTMENT ADVISORS INC.

Office #1: 1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118Office #2: 1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812

RIA

CRD#: 116712

Oklahoma City, OK

Current

December 18, 2014 - Present

B.B. GRAHAM & COMPANY, INC.

Office #1: 1900 Nw Expressway, Suite 1450, Oklahoma City, OK 73118

RIA

CRD#: 41533

Oklahoma City, OK

Past

April 16, 2008 - September 23, 2010

WELLS NELSON & ASSOCIATES, L.L.C.

CRD#: 104030

OKLAHOMA CITY, OK

Past

July 29, 1997 - February 23, 2015

LEONARD SECURITIES, INC

CRD#: 43176

OKLAHOMA CITY, OK

Past

May 2, 1994 - September 23, 1997

CENTURY INVESTMENT GROUP INCORPORATED

CRD#: 36254

SAN DIEGO, CA

Past

February 6, 1989 - May 24, 1994

PAS, INC.

CRD#: 8180

Past

January 15, 1987 - February 14, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

December 23, 1986 - January 8, 1987

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

December 23, 1986 - January 21, 1987

PAS, INC.

CRD#: 8180

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/22/2014)

Arkansas
(12/24/2014)

California
(12/18/2014)

Colorado
(2/13/2015)

Connecticut
(10/30/2019)

Florida
(2/13/2015)

Indiana
(9/30/2021)

Iowa
(9/2/2020)

Kansas
(12/22/2017)

Kentucky
(2/13/2015)

Louisiana
(10/9/2024)

Maryland
(3/6/2015)

Michigan
(2/13/2015)

Minnesota
(2/13/2015)

Mississippi
(1/2/2020)

Missouri
(2/13/2015)

Montana
(5/11/2022)

New Mexico
(2/13/2015)

New York
(2/13/2015)

North Carolina
(10/17/2024)

IAR

Oklahoma
(5/1/2000)

Oklahoma
(12/18/2014)

Texas
(12/18/2014)

Virginia
(2/13/2015)

Washington
(4/16/2024)

Wisconsin
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/26/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/17/2005

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/25/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LEONARD INVESTMENT ADVISORS INC.

CRD#: 116712 / SEC#:

Arkansas

Registered Investment Advisory firm - (12/1/2015 Terminated)

New York

Registered Investment Advisory firm - (11/19/2003 Cancelled)

Oklahoma

Registered Investment Advisory firm - (5/1/2000 Approved)

Texas

Registered Investment Advisory firm - (6/30/2005 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812

Mailing Address

Phone number

(405) 879-0166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 84,509,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David F. Aboud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ferris Aboud's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

WELLS NELSON & ASSOCIATES, L.L.C.

LEONARD SECURITIES, INC

CENTURY INVESTMENT GROUP INCORPORATED

PAS, INC.

MORGAN STANLEY DW INC.

SIGNATOR INVESTORS, INC.

PAS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/1992

Series 63

Date: 1/27/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 1/26/1988

Series 7

Date: 12/20/1986

Series 4

Date: 6/17/2005

Series 27

Date: 6/25/1998

Series 24

Date: 7/3/1991

FINRA

Current Firm

LEONARD INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEONARD INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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