AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HS

Harlan J. Scott

GVC CAPITAL LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 1545214
HS

Professional summary

Harlan James Scott, who also goes by Jamie Scott, is a registered financial professional currently at GVC CAPITAL LLC located in Greenwood Village, Colorado.

Harlan is registered as a RR (Registered Representative) and started their career in finance in 1986. Harlan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jamie Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harlan James Scott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2003 - Present

GVC CAPITAL LLC

Office #1: 5350 S. Roslyn St. Suite 300, Greenwood Village, CO 80111
BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Past

August 15, 2002 - February 11, 2003

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

January 25, 1993 - March 26, 2002

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

February 17, 1989 - January 25, 1993

KOBER FINANCIAL CORP.

BD
CRD#: 17551
ENGLEWOOD, CO
Past

November 7, 1988 - February 28, 1989

POWER SECURITIES CORPORATION

BD
CRD#: 15527
Past

December 1, 1986 - November 14, 1988

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/3/2003)
RR
California
(1/24/2003)
RR
Colorado
(2/24/2003)
RR
Florida
(8/14/2013)
RR
Georgia
(1/24/2003)
RR
Illinois
(1/21/2025)
RR
Kentucky
(1/21/2020)
RR
Michigan
(1/9/2019)
RR
Nebraska
(2/13/2003)
RR
Nevada
(2/18/2005)
RR
New Jersey
(1/24/2014)
RR
New York
(1/24/2003)
RR
Ohio
(2/5/2021)
RR
Pennsylvania
(1/24/2003)
RR
Texas
(7/10/2017)
RR
Utah
(3/13/2024)
RR
Virginia
(10/23/2023)
RR
Wisconsin
(1/24/2003)
RR
Wyoming
(7/3/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1986
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GVC CAPITAL LLC
BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: , 8-48465

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111
Mailing Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111-2124
Phone number
(303) 694-0862
Established
Colorado since 06/09/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361
LUND, KENT JEFFREYINTERIM CEO, CCO3191357

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GVC CAPITAL LLC

CRD#: 38923Greenwood Village, CO 80111

TRUST BUT VERIFY

Monitor Harlan Scott

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Craig Stuart Johlfs
Craig JohlfsAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Greenwood Village, CO
Ralph Milburn Jones JR
Ralph JonesAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Denver, CO
Lorie Chantelle Jones
Lorie JonesAdvisorCheck Check Mark
TANDEM FINANCIAL, LLC
IAR
GREENWOOD VILLAGE, CO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics