Harlan J. Scott
Professional summary
Harlan James Scott, who also goes by Jamie Scott, is a registered financial professional currently at GVC CAPITAL LLC located in Centennial, Colorado.
Harlan is registered as a RR (Registered Representative) and started their career in finance in 1986. Harlan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harlan James Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2003 - Present
GVC CAPITAL LLC
August 15, 2002 - February 11, 2003
SANDS BROTHERS & CO., LTD.
January 25, 1993 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
February 17, 1989 - January 25, 1993
KOBER FINANCIAL CORP.
November 7, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
December 1, 1986 - November 14, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2003)
(1/24/2003)
(2/24/2003)
(8/14/2013)
(1/24/2003)
(1/21/2025)
(1/21/2020)
(1/9/2019)
(2/13/2003)
(2/18/2005)
(1/24/2014)
(1/24/2003)
(1/24/2003)
(7/10/2017)
(10/23/2023)
(1/24/2003)
(7/3/2017)
Exams
FINRA
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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