Christopher H. Cooke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Hamel Cooke, who also goes by Christopher H Cooke, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - September 20, 2017
FENWICK INVESTMENTS, LLC
April 27, 2010 - March 20, 2012
RNR SECURITIES, L.L.C.
July 20, 2009 - February 4, 2010
NATIONWIDE PLANNING ASSOCIATES INC.
January 12, 2009 - March 20, 2009
SIGNATOR FINANCIAL SERVICES, INC.
November 18, 2008 - March 20, 2009
SIGNATOR FINANCIAL SERVICES, INC.
December 14, 2007 - November 25, 2008
MML INVESTORS SERVICES, LLC
June 6, 2006 - January 10, 2007
MML INVESTORS SERVICES, LLC
February 25, 2004 - December 15, 2005
PARK AVENUE SECURITIES LLC
May 3, 1999 - February 26, 2002
PARK AVENUE SECURITIES LLC
May 1, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
September 16, 1996 - January 12, 1998
WS GRIFFITH SECURITIES, INC.
March 25, 1994 - September 14, 1996
FAIRPORT CAPITAL, INC.
June 25, 1992 - December 22, 1993
NEW ENGLAND SECURITIES
September 12, 1986 - June 9, 1992
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FENWICK INVESTMENTS, LLC
CRD#: 167342 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 14,123,661 |
Red Flags
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