ME
Mary S. Earl
GWN SECURITIES
BRIDGEWATER, NJ 08807
Some features on this profile are disabled
CRD#: 1545119
ME
Professional summary
Mary Syrokwash Earl, who also goes by Mary Earl, Mary Syrokwash, is a registered financial advisor currently at GWN SECURITIES INC. located in Bridgewater, New Jersey.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mary has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Earl | Mary Syrokwash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EAGLE ROCK RAQUET CLUB Is Not Investment Related, "Delancey Road, Hubbartdon, VT, 05735, USA" , 2 tennis courts in Hubbardton , VT, President, 2019-09-01, 15 hours per month, 0 hours per month during trading hours, No Compensation, "The duties of the President are to call to order the annual meeting which is held on a weekend. At the meeting we discuss court maintenance, dues, and issues that might have arisen. I am responsible for the putting up of the nets Memorial Day weekend and taking them down some weekend in September." WESTFIELD TENNIS CLUB Is Not Investment Related, "139 North Chestnut St, , Westfield, NJ, 07090, USA", NATURE: Tennis Club, POSITION: President, START DATE: 2015-01-01, HOURS PER MONTH: 7 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, DESCRIPTION: President of Tennis Club INSURANCE AGENT Is Not Investment Related, Insurance Sales,Agent,2001-01-01,1 hours per month,1 hours per month during trading hours, Selling and servicing life insurance ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2018-05-08,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Syrokwash Earl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Syrokwash Earl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2018 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Current
May 7, 2018 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Past
March 25, 2017 - May 7, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ISELIN, NJ
Past
March 25, 2017 - May 7, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ISELIN, NJ
Past
March 5, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ISELIN, NJ
Past
December 19, 2013 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ISELIN, NJ
Past
June 1, 2009 - October 30, 2013
MORGAN STANLEY
RIA
CRD#: 149777
WESTFIELD, NJ
Past
June 1, 2009 - October 30, 2013
MORGAN STANLEY
BD
CRD#: 149777
WESTFIELD, NJ
Past
November 16, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WESTFIELD, NJ
Past
November 16, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WESTFIELD, NJ
Past
April 2, 2007 - November 21, 2007
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SHORT HILLS, NJ
Past
April 2, 2007 - November 21, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SHORT HILLS, NJ
Past
February 23, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SHORT HILLS, NJ
Past
June 11, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
SHORT HILLS, NJ
Past
March 23, 1998 - April 16, 2003
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
February 5, 1997 - February 26, 1998
M. J. WHITMAN, INC.
BD
CRD#: 27870
NEW YORK, NY
Past
April 15, 1996 - January 28, 1997
R.W.PRESSPRICH & CO.
BD
CRD#: 26460
NEW YORK, NY
Past
July 2, 1991 - April 23, 1996
ABN AMRO SECURITIES LLC
BD
CRD#: 6540
NEW YORK, NY
Past
August 23, 1990 - May 31, 1991
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
September 14, 1987 - May 23, 1990
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 27, 1987 - August 5, 1987
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/7/2018)
RR
New Jersey(5/7/2018)
IAR
New Jersey(5/7/2018)
RR
New York(5/7/2018)
RR
North Carolina(5/7/2018)
RR
Texas(5/7/2018)
RR
Vermont(5/7/2018)
RR
Wisconsin(5/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
