Richard D. Binder
Professional summary
Richard David Binder, who also goes by Rick Binder, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Elmhurst, Illinois.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard David Binder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 1987 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 940 N. Industrial Dr., Elmhurst, IL 60126-1131September 24, 1986 - November 5, 1986
SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/1987)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
