Craig J. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Joseph Walker was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2019 - October 26, 2020
SECURITY CAPITAL BROKERAGE, INC.
September 26, 2012 - August 7, 2019
IFS SECURITIES
August 18, 2009 - September 24, 2012
BLAYLOCK VAN, LLC
October 23, 2008 - August 21, 2009
SBK-BROOKS INVESTMENT CORP.
July 10, 1990 - September 13, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 17, 1989 - May 29, 1990
WR LAZARD, LAIDLAW INCORPORATED
November 21, 1986 - April 15, 1989
DANIELS & BELL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
