Christopher J. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Daniels was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - December 9, 2013
GROWTH CAPITAL SERVICES, INC.
May 3, 2010 - July 8, 2010
HS & CO., INC.
July 30, 2001 - June 18, 2003
FIRST INTERNATIONAL CAPITAL LTD.
August 7, 2000 - November 7, 2000
WINDHAM SECURITIES, INC.
April 24, 1998 - August 24, 1999
DOMINARI SECURITIES LLC
January 16, 1998 - February 9, 1998
DOMINARI SECURITIES LLC
May 23, 1996 - January 27, 1998
MERIT CAPITAL ASSOCIATES, INC.
June 27, 1995 - December 4, 1995
HAPOALIM SECURITIES USA, INC.
March 13, 1995 - June 1, 1995
AEB CORPORATION
October 28, 1994 - January 5, 1995
KEOGLER, MORGAN & COMPANY, INC.
January 15, 1994 - November 1, 1994
RAYMOND JAMES & ASSOCIATES, INC.
September 20, 1993 - November 12, 1993
GLOBAL MERCHANT GROUP, INC.
October 14, 1992 - January 5, 1993
SHARPE CAPITAL, INC.
September 1, 1992 - September 21, 1992
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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