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CM

Charles Murray

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1544600
CM

Professional summary

Charles Murray, who also goes by Charlie Murray, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charlie Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2022 - Present

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606
BD
CRD#: 157625
Chicago, IL
Past

May 10, 2004 - July 1, 2018

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

BD
CRD#: 119546
DENVER, CO
Past

July 11, 2002 - January 16, 2003

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

November 25, 1987 - November 15, 2001

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/22/2022)
RR
Alaska
(8/30/2022)
RR
Arizona
(8/26/2022)
RR
Arkansas
(8/17/2022)
RR
California
(8/16/2022)
RR
Colorado
(8/16/2022)
RR
Connecticut
(8/16/2022)
RR
Delaware
(8/19/2022)
RR
District of Columbia
(8/25/2022)
RR
Florida
(8/16/2022)
RR
Georgia
(8/17/2022)
RR
Hawaii
(8/16/2022)
RR
Idaho
(8/16/2022)
RR
Illinois
(8/24/2022)
RR
Indiana
(8/16/2022)
RR
Iowa
(8/18/2022)
RR
Kansas
(8/17/2022)
RR
Kentucky
(8/22/2022)
RR
Louisiana
(8/22/2022)
RR
Maine
(8/16/2022)
RR
Maryland
(8/16/2022)
RR
Massachusetts
(8/15/2022)
RR
Michigan
(8/17/2022)
RR
Minnesota
(8/16/2022)
RR
Mississippi
(8/24/2022)
RR
Missouri
(8/16/2022)
RR
Montana
(8/16/2022)
RR
Nebraska
(8/15/2022)
RR
Nevada
(8/22/2022)
RR
New Hampshire
(8/19/2022)
RR
New Jersey
(8/17/2022)
RR
New Mexico
(8/17/2022)
RR
New York
(8/25/2022)
RR
North Carolina
(8/16/2022)
RR
North Dakota
(8/22/2022)
RR
Ohio
(8/15/2022)
RR
Oklahoma
(8/22/2022)
RR
Oregon
(8/17/2022)
RR
Pennsylvania
(8/16/2022)
RR
Rhode Island
(8/18/2022)
RR
South Carolina
(8/19/2022)
RR
South Dakota
(9/7/2022)
RR
Tennessee
(8/16/2022)
RR
Texas
(8/22/2022)
RR
Utah
(8/16/2022)
RR
Vermont
(8/17/2022)
RR
Virginia
(8/17/2022)
RR
Washington
(8/16/2022)
RR
West Virginia
(8/22/2022)
RR
Wisconsin
(8/16/2022)
RR
Wyoming
(8/15/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625 / SEC#: , 8-68856

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE INVESTMENT MANAGEMENT INC.MEMBER109307
DORFMAN, ESTEE CARLAFINOP, PRINCIPAL FINANCIAL OFFICER2696529
FIGUS, ANDREW NMNPRINCIPAL OPERATIONS OFFICER6055035
FREEMAN, ROBIN DAWNCHIEF COMPLIANCE OFFICER2611849
MEYER, KRISTINA LYNNEPRESIDENT AND GENERAL SECURITIES PRINCIPAL6653787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625Chicago, IL 60606

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