Victoria G. Crosby

THE INSTITUTE

Seattle, WA 98112

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CRD#: 1544327

Professional summary

Victoria Gascoigne Crosby, who also goes by VIctoria G Crosby, Victoria Gascoigne Crosby, Victoria A Gascoigne, Victoria Anne Gascoigne, is a registered financial advisor currently at THE INSTITUTE located in Seattle, Washington and DMK ADVISOR GROUP, INC. located in Seattle, Washington.

Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Victoria has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victoria G Crosby | Victoria Gascoigne Crosby | Victoria A Gascoigne | Victoria Anne Gascoigne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DMK Advisor Group Inc. -Registered Representative. 11/2017 - Present. 1 hour/week assisting the producing manager. RIA - The Institute (Advisory business through them) (Institute for Wealth Management)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Gascoigne Crosby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2019 - Present

THE INSTITUTE

Office #1: 4020 E Madison St Suite 210, Seattle, WA 98112

RIA

CRD#: 127207

Seattle, WA

Current

November 14, 2017 - Present

DMK ADVISOR GROUP, INC.

Office #1: 1201 3rd Avenue, Ste. 5040, Seattle, WA 98101

RIA

CRD#: 41067

Seattle, WA

Past

March 2, 2017 - November 7, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Seattle, WA

Past

January 26, 2017 - April 30, 2019

INSTITUTE FOR WEALTH ADVISORS, INC.

RIA

CRD#: 149347

Seattle, WA

Past

October 7, 2016 - January 25, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

Seattle, WA

Past

September 23, 2016 - January 3, 2017

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

August 3, 2013 - August 18, 2016

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

SEATTLE, WA

Past

May 16, 2013 - June 19, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SEATTLE, WA

Past

March 16, 2012 - May 21, 2013

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

MERCER ISLAND, WA

Past

March 5, 2008 - March 19, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEATTLE, WA

Past

March 5, 2008 - March 19, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEATTLE, WA

Past

August 12, 2006 - March 12, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

August 12, 2006 - March 12, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEATTLE, WA

Past

February 8, 1994 - August 12, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

SEATTLE, WA

Past

May 11, 1992 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(11/14/2017)

IAR

Washington
(5/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

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Contact information

Main Address

9878 W. Belleview Ave. #2306, Denver, CO 80123

Mailing Address

Phone number

(303) 572-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE INSTITUTE 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,848
AUM (Assets Under Management)	$ 1,154,643,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victoria G. Crosby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Gascoigne Crosby's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMK ADVISOR GROUP, INC.

PURSHE KAPLAN STERLING INVESTMENTS

INSTITUTE FOR WEALTH ADVISORS, INC.

SOWELL MANAGEMENT

INTERNATIONAL ASSETS ADVISORY, LLC

DINOSAUR FINANCIAL GROUP, L.L.C

CONCERT WEALTH MANAGEMENT

NORTHWEST ASSET MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

Primary Firm SEC Registration

THE INSTITUTE

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/1994

Series 63

Date: 5/29/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/7/1992

FINRA

Current Firm

THE INSTITUTE

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INSTITUTE

TRUST BUT VERIFY

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