Stanley A. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Alden Sheridan was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 2001. Stanley had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 62, Series 6, Series 4, Series 53, Series 24, Series 26 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - August 14, 2013
J.W. MILLEGAN, INC.
May 24, 2012 - August 21, 2012
WESTOR CAPITAL GROUP, INC.
December 6, 2010 - November 29, 2013
MUTUAL FUNDS INVESTMENT COMPANY
September 19, 2007 - December 15, 2010
INTERCOASTAL CAPITAL MARKETS, INC.
June 13, 2006 - September 18, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 31, 2006 - September 18, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 18, 2004 - March 17, 2005
VELASCO SECURITIES, INC.
July 30, 2004 - November 28, 2005
GOLDMAN SACHS CUSTODY SOLUTIONS
October 6, 2002 - November 30, 2005
MUTUAL FUNDS INVESTMENT COMPANY
October 1, 2001 - August 1, 2002
ONLINE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/11/2006
Limited Representative-Equity Trader ExamSeries 62
Date: 11/22/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
J.W. MILLEGAN, INC.
CRD#: 40116 / SEC#: , 8-48967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLEGAN, JAMES WOODWORTH | PRESIDENT/CEO/SECRETARY/CCO | 1200051 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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