Clifford R. Veach
Professional summary
Clifford Ray Veach JR, who also goes by Clifford Ray Veach, is a registered financial advisor currently at VEACH FAMILY FINANCIAL located in North Little Rock, Arkansas.
Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Clifford has worked at 4 firms and has passed the Series 63, Series 2, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Ray Veach JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 1996 - Present
VEACH FAMILY FINANCIAL
Office #1: 8412 Counts Massie Road, North Little Rock, AR 72113Office #2: 415 N Mckinley Street Suite 1045, Little Rock, AR 72205November 8, 2018 - January 2, 2023
APPLIED CAPITAL LLC
March 22, 1989 - January 1, 1991
FSC SECURITIES CORPORATION
October 24, 1986 - March 23, 1988
UMIC, INC.
Primary Firm SEC Registration
VEACH FAMILY FINANCIAL
CRD#: 115798 / SEC#: 801-127773
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/25/1996)
(7/31/2013)
Exams
Series 2
Date: 1/3/1994
Non-Member General Securities ExaminationCurrent Firm
VEACH FAMILY FINANCIAL
CRD#: 115798 / SEC#: 801-127773
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 130,122,094 |
Red Flags
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