Mark Contey

LASALLE ST SECURITIES, L.L.C.

Elmhurst, IL 60126-1131

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CRD#: 1544255

Professional summary

Mark Contey is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Elmhurst, Illinois.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Contey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2013 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 940 N. Industrial Dr., Elmhurst, IL 60126-1131

CRD#: 7191

Elmhurst, IL

Past

December 19, 2007 - April 8, 2013

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

CHICAGO, IL

Past

November 15, 1996 - July 20, 1998

BRIDGE TRADING COMPANY

CRD#: 6822

ST. LOUIS, MO

Past

March 30, 1993 - October 27, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

June 10, 1992 - March 29, 1993

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

May 22, 1992 - July 21, 1992

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

December 20, 1991 - June 18, 1992

MAYFAIR SECURITIES LIMITED

CRD#: 23770

Past

July 16, 1991 - December 23, 1991

J. GREGORY & COMPANY, INC.

CRD#: 14892

Past

June 26, 1990 - July 30, 1991

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

January 17, 1990 - May 11, 1990

WELLSHIRE SECURITIES, INC.

CRD#: 17939

Past

August 22, 1989 - January 31, 1990

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/22/2013)

Exams

State Security Law Exam

Series 63

Date: 1/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.	100% OWNER
BEAVER, REGAN ALAN	CHIEF COMPLIANCE OFFICER	4621953
DROZD, MICHAEL MITCHELL	CHIEF INVESTMENT OFFICER	6015178
SCHLESSER, DANIEL JOHN	C.F.O./TRES./C.O.O	1788458

Disclosures

Regulatory Event	15
Arbitration	4
Bond	1

Red Flags

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Mark Contey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Contey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

BRIDGE TRADING COMPANY

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BARRON CHASE SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MAYFAIR SECURITIES LIMITED

J. GREGORY & COMPANY, INC.

BARRON CHASE SECURITIES, INC.

WELLSHIRE SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2007

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LASALLE ST SECURITIES, L.L.C.

TRUST BUT VERIFY

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