William J. Reagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Reagan, who also goes by William Jospeh Reagan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - March 17, 2025
FMSBONDS, INC.
March 20, 2008 - April 4, 2012
RAYMOND JAMES & ASSOCIATES, INC.
March 15, 2004 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
February 27, 2004 - March 19, 2004
RBC CAPITAL MARKETS, LLC
February 27, 2004 - March 19, 2004
RBC CAPITAL MARKETS, LLC
June 13, 1996 - February 27, 2004
WILLIAM R. HOUGH & CO.
June 10, 1996 - February 27, 2004
WILLIAM R. HOUGH & CO.
January 4, 1990 - May 7, 1996
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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