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VD

Vincent P. Dipietro

INVEST CAPITAL PARTNERS
Springboro, OH 45066
Some features on this profile are disabled
CRD#: 1543855
VD

Professional summary

Vincent Paul Dipietro is a registered financial advisor currently at INVEST CAPITAL PARTNERS located in Springboro, Ohio.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Vincent has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRIVATE WEALTH AND RETIREMENT SERVICES INC-PRESIDENT AND OWNER, DBA. START DATE: MARCH 2005, 160 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Paul Dipietro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2024 - Present

INVEST CAPITAL PARTNERS

Office #1: 550 S. Main Street, Springboro, OH 45066
RIA
CRD#: 287987
Springboro, OH
Past

January 3, 2012 - November 11, 2024

L.M. KOHN & COMPANY

RIA
CRD#: 27913
CENTERVILLE, OH
Past

March 31, 2011 - November 11, 2024

L.M. KOHN & COMPANY

BD
CRD#: 27913
CENTERVILLE, OH
Past

February 17, 2011 - October 7, 2011

PRIVATE WEALTH & RETIREMENT SERVICES

RIA
CRD#: 156143
CENTERVILLE, OH
Past

March 18, 2005 - December 31, 2010

OSAIC WEALTH, INC.

RIA
CRD#: 23131
CENTERVILLE, OH
Past

February 22, 2005 - December 31, 2010

OSAIC WEALTH, INC.

BD
CRD#: 23131
CENTERVILLE, OH
Past

January 2, 2003 - February 10, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CENTERVILLE, OH
Past

November 21, 2000 - February 10, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 8, 1990 - November 6, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 21, 1986 - March 21, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INVEST CAPITAL PARTNERS
CHUDDE WEALTH MANAGEMENT | ROCKWOOD INVESTMENT COUNSEL | RIVERVIEW ACCOUNTING & ADVISORY, CO. | MIDWESTERN WEALTH MANAGEMENT | MERTEN CAPITAL | INVEST CAPITAL PARTNERS, LLC | INVEST CAPITAL PARTNERS, CO. | INVEST CAPITAL PARTNERS | INERTIA WEALTH MANAGEMENT

CRD#: 287987 / SEC#: 801-110218

RIA
Registered Investment Advisory firm - (4/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(10/28/2025)
IAR
North Carolina
(10/3/2025)
IAR
Ohio
(11/6/2024)
IAR
Virginia
(10/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/15/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/28/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/7/2006
General Securities Principal Examination

Current Firm

IC
INVEST CAPITAL PARTNERS
CHUDDE WEALTH MANAGEMENT | ROCKWOOD INVESTMENT COUNSEL | RIVERVIEW ACCOUNTING & ADVISORY, CO. | MIDWESTERN WEALTH MANAGEMENT | MERTEN CAPITAL | INVEST CAPITAL PARTNERS, LLC | INVEST CAPITAL PARTNERS, CO. | INVEST CAPITAL PARTNERS | INERTIA WEALTH MANAGEMENT

CRD#: 287987 / SEC#: 801-110218

RIA
Registered Investment Advisory firm - (4/4/2017 Approved)
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Contact information

Main Address
550 S. Main Street, Springboro, OH 45066
Mailing Address
550 S. Main Street, Springboro, OH 45066
Phone number
(937) 557-3200
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVEST CAPITAL PARTNERS BROCHURE DISCLOSURE (1/7/2025)

Regulatory assets under management

Total Number of Accounts1,200
AUM (Assets Under Management)$ 229,325,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVEST CAPITAL PARTNERS

CRD#: 287987Springboro, OH 45066

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