Anthony A. Quattrocchi
Professional summary
Anthony Angelo Quattrocchi, who also goes by Anthony A Quattrocchi, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Angelo Quattrocchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2016 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1001 Yamato Road Suite 200, Boca Raton, FL 33431March 25, 2016 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
December 20, 2007 - December 11, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 22, 2006 - May 30, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 5, 2003 - February 24, 2006
TEACHERS PERSONAL INVESTORS SERVICES, INC.
March 1, 1989 - October 23, 1989
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2016)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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