Anthony H. Mannara

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 1543565

Professional summary

Anthony Hector Mannara, who also goes by Anthony H Mannara, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1986. Anthony has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony H Mannara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Hector Mannara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

December 8, 2020 - October 2, 2023

EUROSCOPE CAPITAL, LLC

CRD#: 310476

New York, NY

Past

October 6, 2020 - December 7, 2020

TRADEPRO SECURITIES, LLC.

CRD#: 103781

LAWRENCEVILLE, GA

Past

January 12, 2018 - March 13, 2020

JUSTLY MARKETS LLC

CRD#: 159572

NEW YORK, NY

Past

February 6, 2013 - April 26, 2016

J.P.P. EURO-SECURITIES, INC.

CRD#: 18509

NEW YORK, NY

Past

April 27, 2010 - June 2, 2011

CLARK DODGE & CO., INC.

CRD#: 23288

WHITE PLAINS, NY

Past

June 10, 1999 - May 1, 2008

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

MILFORD, CT

Past

January 3, 1998 - April 27, 1999

I-BANKERS SECURITIES, INC.

CRD#: 41352

BOCA RATON, FL

Past

December 11, 1997 - January 28, 1998

ENGLEWOOD PARTNERS LIMITED PARTNERSHIP

CRD#: 36400

ENGLEWOOD, NJ

Past

May 25, 1990 - December 13, 1993

PENDRICK REEVES ASSOCIATES, INC.

CRD#: 7623

Past

November 23, 1987 - May 25, 1988

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

October 22, 1986 - December 21, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/28/2024)

Exams

State Security Law Exam

Series 63

Date: 7/6/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 4/28/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony H. Mannara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Hector Mannara's CRS (Customer Relationship Summary).

Certified licenses

Experience

EUROSCOPE CAPITAL, LLC

TRADEPRO SECURITIES, LLC.

JUSTLY MARKETS LLC

J.P.P. EURO-SECURITIES, INC.

CLARK DODGE & CO., INC.

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

I-BANKERS SECURITIES, INC.

ENGLEWOOD PARTNERS LIMITED PARTNERSHIP

PENDRICK REEVES ASSOCIATES, INC.

CIBC WORLD MARKETS CORP.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/2024

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

Series 27

Date: 4/28/1995

Series 24

Date: 2/4/1995

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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