John D. Marzonie
Professional summary
John David Marzonie is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Marzonie's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2016 - Present
CANTOR FITZGERALD & CO.
Office #1: 222 West Adams Suite 1900 (itd), Chicago, IL 60606September 11, 2014 - March 3, 2016
CREDIT SUISSE SECURITIES (USA) LLC
September 22, 2008 - June 20, 2014
BARCLAYS CAPITAL INC.
April 10, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
April 2, 2007 - April 12, 2007
MORGAN STANLEY & CO. LLC
December 3, 2002 - February 28, 2005
MORGAN STANLEY DW INC.
June 25, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
May 19, 2000 - June 24, 2002
MORGAN STANLEY MARKET PRODUCTS INC.
December 22, 1997 - June 24, 2002
MORGAN STANLEY & CO. LLC
December 14, 1993 - December 22, 1997
CITIGROUP GLOBAL MARKETS INC.
May 11, 1990 - November 11, 1993
MARK TWAIN BROKERAGE SERVICES, INC.
July 25, 1987 - March 12, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
September 24, 1986 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2016)
(3/8/2016)
(2/29/2016)
(11/21/2019)
(6/9/2017)
(2/24/2016)
(2/29/2016)
(2/29/2016)
(2/29/2016)
(10/20/2017)
(2/29/2016)
(2/29/2016)
(2/29/2016)
(2/29/2016)
(2/24/2016)
(2/29/2016)
(2/29/2016)
(1/30/2023)
(2/29/2016)
(5/25/2022)
(2/29/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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