Christopher C. Schreiber

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CRD#: 1543074

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Charles Schreiber, who also goes by Chris Schreiber, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Schreiber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2011 - July 28, 2023

TAGLICH BROTHERS, INC.

CRD#: 29102

Cold Spring Harbor, NY

Past

August 15, 2002 - April 20, 2012

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

December 9, 1998 - September 6, 2002

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

April 26, 1993 - December 14, 1998

TAGLICH BROTHERS, INC.

CRD#: 29102

COLD SPRING HARBOR, NY

Past

September 14, 1989 - April 27, 1993

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

July 26, 1988 - September 15, 1989

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 29, 1988 - July 30, 1988

FIRST INTERREGIONAL EQUITY CORP.

CRD#: 7486

Past

February 27, 1987 - May 3, 1988

BEURET & COMPANY, LTD.

CRD#: 16198

Past

January 21, 1987 - February 3, 1987

ROONEY, PACE INC.

CRD#: 6218

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2002

General Securities Principal Examination

Current Firm

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

37 Main Street, Cold Spring Harbor, NY 11724

Mailing Address

37 Main Street, Cold Spring Harbor, NY 11724

Phone number

(631) 757-1500

Established

New York since 11/25/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A; INVESTMENT ADVISER BROCHURE (6/25/2025)

PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (6/25/2025)

Direct owners and executive officers

Name	Position	CRD#
TAGLICH, MICHAEL NICHOLAS	PRESIDENT, CEO, FINOP, ROP	1343730
TAGLICH, ROBERT FRANCIS	VICE PRESIDENT	1539988
OH, RICHARD C	CHIEF COMPLIANCE OFFICER	2666196

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 45,136,551

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher C. Schreiber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PAULSON INVESTMENT COMPANY LLC

WEATHERLY SECURITIES CORPORATION

TAGLICH BROTHERS, INC.

WEATHERLY SECURITIES CORPORATION

GRUNTAL & CO., L.L.C.

FIRST INTERREGIONAL EQUITY CORP.

BEURET & COMPANY, LTD.

ROONEY, PACE INC.

Primary Firm SEC Registration

TAGLICH BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1987

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1987

Series 24

Date: 2/22/2002

Current Firm

TAGLICH BROTHERS, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TAGLICH BROTHERS, INC.

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