Thomas A. Marsilio
Professional summary
Thomas Adolf Marsilio, who also goes by Thomas A Marsilio, Tom Marsilio, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, SIE, Series 87, Series 16, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Adolf Marsilio's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2020 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019August 26, 2013 - June 10, 2019
J.P. MORGAN SECURITIES LLC
August 5, 2004 - August 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2001 - July 23, 2004
CREDIT SUISSE SECURITIES (USA) LLC
January 28, 1999 - September 3, 1999
MIDWOOD SECURITIES, INC.
February 6, 1996 - October 9, 1998
NATIXIS SECURITIES AMERICAS LLC
April 6, 1994 - July 15, 1994
CITIGROUP GLOBAL MARKETS INC.
July 1, 1991 - April 1, 1992
S. D. COHN & CO., INC.
December 8, 1988 - August 19, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 1988 - May 3, 1988
MARSH, BLOCK & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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