Roger W. Roble
Professional summary
Roger William Roble is a registered financial advisor currently at ROBLE, BELKO AND COMPANY, INC. located in Sewickley, Pennsylvania.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Roger has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger William Roble's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2000 - Present
ROBLE, BELKO AND COMPANY, INC.
Office #1: 2200 Georgetowne Drive 6th Floor, Suite 600, Sewickley, PA 15143May 2, 1995 - April 11, 2000
A. G. EDWARDS & SONS, INC.
October 22, 1986 - March 23, 1995
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
ROBLE, BELKO AND COMPANY, INC.
CRD#: 123286 / SEC#: 801-61829
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/31/2000)
Exams
Current Firm
ROBLE, BELKO AND COMPANY, INC.
CRD#: 123286 / SEC#: 801-61829
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,048 |
| AUM (Assets Under Management) | $ 1,075,569,668 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 09/18/2023 | ||
| 08/17/2022 |
Red Flags
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