Jeffrey A. Oberg

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CRD#: 1542799

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey A Oberg, who also goes by Jeff Oberg, Jeffrey Allen Oberg, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Oberg | Jeffrey Allen Oberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 12, 2017 - June 27, 2018

INCOME FOCUS PORTFOLIO MANAGEMENT

RIA

CRD#: 165477

WAYLAND, MA

Past

December 8, 2014 - August 6, 2015

WELLESLEY INVESTMENT PARTNERS, LLC

RIA

CRD#: 144984

WELLESLEY, MA

Past

November 10, 2010 - July 24, 2014

WINDHAVEN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 155138

BOSTON, MA

Past

January 6, 2010 - November 18, 2010

WINDWARD INVESTMENT MANAGEMENT INC

RIA

CRD#: 109405

BOSTON, MA

Past

June 16, 1999 - October 14, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INCOME FOCUS PORTFOLIO MANAGEMENT

INCOME FOCUS PORTFOLIO MANAGEMENT | INCOME FOCUS PORTFOLIO MANAGEMENT, LLC

CRD#: 165477 / SEC#: 801-77168

RIA

Registered Investment Advisory firm - (10/9/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/3/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/5/1998

General Securities Representative Examination

Current Firm

INCOME FOCUS PORTFOLIO MANAGEMENT

INCOME FOCUS PORTFOLIO MANAGEMENT | INCOME FOCUS PORTFOLIO MANAGEMENT, LLC

CRD#: 165477 / SEC#: 801-77168

RIA

Registered Investment Advisory firm - (10/9/2012 Approved)

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Contact information

Main Address

1110 Maple Way, Jackson, WY 83001

Mailing Address

Po Box 7376, Jackson, WY 83002-7376

Phone number

(307) 733-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INCOME FOCUS ADV BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	272
AUM (Assets Under Management)	$ 334,115,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Oberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLESLEY INVESTMENT PARTNERS, LLC

WINDHAVEN INVESTMENT MANAGEMENT, INC.

WINDWARD INVESTMENT MANAGEMENT INC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

INCOME FOCUS PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2009

Series 63

Date: 5/19/1999

Series 3

Date: 6/3/1999

Series 7

Date: 11/5/1998

Current Firm

INCOME FOCUS PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INCOME FOCUS PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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