Louis (. Barajas

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

IRVINE, CA 92606

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CRD#: 1542714

Professional summary

Louis (nmn) Barajas, CFP®, who also goes by Louis Barajas, is a registered financial advisor currently at INTERNATIONAL PRIVATE WEALTH ADVISORS LLC located in Irvine, California.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Louis has worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Barajas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LOUIS BARAJAS IS ALSO AN AUTHOR, SPEAKER AND OWNER OF LOUIS BARAJAS, INC. PREVIOUSLY KNOWN AS FINANCIAL GREATNESS INC. LOUIS BARAJAS, INC. IS A KNOWLEDGE PRODUCT COMPANY THAT CREATES BOOKS, AUDIO AND VIDEO TAPES AND WORKSHOPS TO INSPIRE PEOPLE TO ACHIEVE THEIR PERSONAL FINANCIAL AND SMALL BUSINESS GOALS. LOUIS BARAJAS SPENDS APPROXIMATELY 35% OF HIS TIME IN THIS BUSINESS ACTIVITY. APPROXIMATELY HOURS A MONTH: 40 HRS. HOURS DURING SECURITY TRADING: NONE. THIS IS A NON-INVESTMENT RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis (nmn) Barajas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

September 29, 2022 - Present

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

Office #1: 16815 Von Karman Ave Suite 190, Irvine, CA 92606

RIA

CRD#: 323032

IRVINE, CA

Past

October 3, 2019 - March 1, 2023

MGO PRIVATE WEALTH, LLC

RIA

CRD#: 283909

IRVINE, CA

Past

April 19, 2012 - December 31, 2019

WEALTH MANAGEMENT LAB

RIA

CRD#: 130912

IRVINE, CA

Past

August 27, 1994 - November 30, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

SANTA FE SPRINGS, CA

Past

March 10, 1993 - August 8, 1994

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

January 21, 1992 - December 1, 1992

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

October 5, 1990 - January 21, 1992

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

June 5, 1989 - July 17, 1989

U.S. ADVISORS, INC.

CRD#: 10721

Past

March 6, 1989 - May 9, 1989

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 29, 1986 - March 6, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

CRD#: 323032 / SEC#: 801-126652

RIA

Registered Investment Advisory firm - (9/29/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/29/2022)

IAR

Texas
(9/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

CRD#: 323032 / SEC#: 801-126652

RIA

Registered Investment Advisory firm - (9/29/2022 Approved)

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Contact information

Main Address

3160 Camino Del Rio South Ste 313, San Diego, CA 92108

Mailing Address

Phone number

(858) 384-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 229,903,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis (. Barajas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis (nmn) Barajas's CRS (Customer Relationship Summary).

Certified licenses

Experience

MGO PRIVATE WEALTH, LLC

WEALTH MANAGEMENT LAB

FSC SECURITIES CORPORATION

FINANCIAL WEST GROUP

TITAN/VALUE EQUITIES GROUP, INC.

TOWER SQUARE SECURITIES, INC.

U.S. ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1995

Series 7

Date: 9/20/1986

Current Firm

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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