Keith Alan Tyner

1. 10/26/2004 - GIMBAL FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business). 2. 11/13/2007 - NO BUSINESS NAME - AUTHOR - NOT INV REL - AT REPORTED BUSINESS LOCATION - KEITH TYNER, C6TA AND OSJ OF OUR BRANCH #9782, WROTE A BOOK TITLED "FINANCIAL SURVIVORS". THE BOOK HAS BEEN COMPLIANCE APPROVED AND HAS BEEN PUBLISHED. OUR OFFICE WILL SELL THE BOOK TO BUYERS IN THE MARKETPLACE - 1% TIME SPENT. 3. 03/22/2012 - GIMBAL FINANCIAL, LLC - Registered Investment Advisor - INV REL - AT REPORTED BUSINESS LOCATION - (Hybrid) Provide financial planning and asset management for a fee - 75% TIME SPENT. 4. 10/31/2012 - HFPC, LLC DBA GIMBAL FINANCIAL - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SALES OF INSURANCE - 5% TIME SPENT. 5. 11/06/2012 - GIMBAL FINANCIAL - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Gimbal Financial is the operating company of our branch office - 100% TIME SPENT. 6. 10/15/2015 - NO BUSINESS NAME - OTHER-NOTARY - NOTARIZE DOCUMENTS - GIMBAL FINANCIAL OFFICE - OBA START 10/1/1 - 0 HRS PER MONTH/0 HRS DURING TRADING. 7. 2/27/2020 - CAT Front Porch Rentals, LLC - Investment Related - 620 N Rangeline Road, Carmel, IN 46032 - Real Estate Rental - Started 12/31/2019 - 1 Hour Per Month/0 Hours During Securities Trading.