KT
Keith A. Tyner
GIMBAL FINANCIAL
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 1542622
KT
Professional summary
Keith Alan Tyner is a registered financial advisor currently at GIMBAL FINANCIAL, LLC located in Carmel, Indiana.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Keith has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/26/2004 - GIMBAL FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business). 2. 11/13/2007 - NO BUSINESS NAME - AUTHOR - NOT INV REL - AT REPORTED BUSINESS LOCATION - KEITH TYNER, C6TA AND OSJ OF OUR BRANCH #9782, WROTE A BOOK TITLED "FINANCIAL SURVIVORS". THE BOOK HAS BEEN COMPLIANCE APPROVED AND HAS BEEN PUBLISHED. OUR OFFICE WILL SELL THE BOOK TO BUYERS IN THE MARKETPLACE - 1% TIME SPENT. 3. 03/22/2012 - GIMBAL FINANCIAL, LLC - Registered Investment Advisor - INV REL - AT REPORTED BUSINESS LOCATION - (Hybrid) Provide financial planning and asset management for a fee - 75% TIME SPENT. 4. 10/31/2012 - HFPC, LLC DBA GIMBAL FINANCIAL - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SALES OF INSURANCE - 5% TIME SPENT. 5. 11/06/2012 - GIMBAL FINANCIAL - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Gimbal Financial is the operating company of our branch office - 100% TIME SPENT. 6. 10/15/2015 - NO BUSINESS NAME - OTHER-NOTARY - NOTARIZE DOCUMENTS - GIMBAL FINANCIAL OFFICE - OBA START 10/1/1 - 0 HRS PER MONTH/0 HRS DURING TRADING. 7. 2/27/2020 - CAT Front Porch Rentals, LLC - Investment Related - 620 N Rangeline Road, Carmel, IN 46032 - Real Estate Rental - Started 12/31/2019 - 1 Hour Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Alan Tyner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2011 - Present
GIMBAL FINANCIAL, LLC
Office #1: 620 N. Rangeline Road, Carmel, IN 46032RIA
CRD#: 159003
Carmel, IN
Past
June 6, 1997 - June 12, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
CARMEL, IN
Past
June 6, 1997 - July 18, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CARMEL, IN
Past
July 31, 1991 - June 16, 1997
ISU SECURITIES, INC.
BD
CRD#: 28293
FISHERS, IN
Past
September 29, 1986 - August 2, 1991
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC
CRD#: 159003 / SEC#: 801-110875
RIA
Registered Investment Advisory firm - (7/24/2017 Approved)Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/7/2012)
IAR
Indiana(10/26/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC
CRD#: 159003 / SEC#: 801-110875
RIA
Registered Investment Advisory firm - (7/24/2017 Approved)Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 N. Rangeline Road, Carmel, IN 46032
Mailing Address
Phone number
(317) 578-1600
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 804 |
| AUM (Assets Under Management) | $ 253,177,785 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
