Arthur K. Sobczak

PRIVATE WEALTH SERVICES

Cranberry Township, PA 16066

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CRD#: 1542564

Professional summary

Arthur Kerwin Sobczak III, who also goes by Art Sobczak, Artie Sobczak, is a registered financial advisor currently at PRIVATE WEALTH SERVICES, LLC located in Cranberry Township, Pennsylvania.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Arthur has worked at 10 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Art Sobczak | Artie Sobczak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MILLENNIUM BROKERAGE GROUP - 8/31/2018 - 100 Winners Circle, Suite 410, Brentwood, TN 37027 - Wholesaler, Sales, Invt Rel, Insurance Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) PRIVATE WEALTH SERVICES, LLC - 3/27/2019 - 111 Spyglass Drive, Pittsburgh, PA 15229 - Business Owner, Management, consulting, sales, service, Not Invt Rel, Insurance consulting business (non variable), 80 hrs/mo; 60 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 9/16/2019 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Kerwin Sobczak III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2023 - Present

PRIVATE WEALTH SERVICES, LLC

Office #1: 2009 Mackenzie Way Suite 100, Cranberry Township, PA 16066

RIA

CRD#: 311077

Cranberry Township, PA

Past

December 2, 2020 - December 31, 2022

PRIVATE WEALTH SERVICES, LLC

RIA

CRD#: 311077

CRANBERRY TOWNSHIP, PA

Past

September 19, 2019 - December 3, 2020

TLG ADVISORS, INC.

RIA

CRD#: 111052

Cranberry Twp, PA

Past

September 4, 2018 - December 3, 2020

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 14, 2012 - July 24, 2019

OWNERSHIP ADVISORS, INC.

RIA

CRD#: 109801

CLEVELAND, OH

Past

January 10, 2012 - September 4, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEVELAND, OH

Past

January 9, 2012 - September 4, 2018

LPL FINANCIAL LLC

CRD#: 6413

CLEVELAND, OH

Past

February 9, 2004 - December 13, 2011

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

INDEPENDENCE, OH

Past

April 11, 2001 - January 15, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

SOLON, OH

Past

March 22, 2001 - January 15, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 22, 2001 - January 15, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 21, 1997 - February 14, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 19, 1986 - March 27, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/18/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/4/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/4/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/13/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/1997

General Securities Principal Examination

Current Firm

PRIVATE WEALTH SERVICES, LLC

CRD#: 311077 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/20/2023 Approved)

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Contact information

Main Address

2009 Mackenzie Way Suite 100, Cranberry Township, PA 16066

Mailing Address

Phone number

(724) 500-3030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Arthur K. Sobczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Kerwin Sobczak III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE WEALTH SERVICES, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

OWNERSHIP ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HIMCO DISTRIBUTION SERVICES COMPANY

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MUTUAL SERVICE CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1986

Series 7TO

Date: 2/4/2024

Series 6TO

Date: 2/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/19/1997

Series 22

Date: 10/13/1986

Series 6

Date: 8/18/1986

Series 24

Date: 9/23/1997

Current Firm

PRIVATE WEALTH SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

PRIVATE WEALTH SERVICES, LLC

TRUST BUT VERIFY

Contact information

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