Melissa H. Toth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Hope Toth, who also goes by Melissa Hope Treatman, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1986. Melissa had worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 16, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - January 29, 2025
INCAPITAL DISTRIBUTORS LLC
March 7, 2008 - January 29, 2025
INSPEREX LLC
June 1, 2001 - March 10, 2008
LASALLE FINANCIAL SERVICES, INC.
June 3, 1998 - June 6, 2001
ABN AMRO INCORPORATED
May 12, 1998 - June 3, 1998
ABN AMRO INCORPORATED
September 3, 1996 - May 21, 1998
LASALLE FINANCIAL SERVICES, INC.
September 24, 1986 - February 12, 1996
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622 / SEC#: , 8-68814
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS, LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
