Roberta Rafaloff
Professional summary
Roberta Rafaloff, who also goes by Roberta Bott, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in New York, New York.
Roberta is registered as a RR (Registered Representative) and started their career in finance in 1990. Roberta has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roberta Rafaloff's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 200 Park Ave 4th Floor, New York, NY 10166January 17, 1990 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 17, 1990 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2016)
(6/30/2016)
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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