Suzanne R. Obolsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Robin Obolsky, who also goes by Suzanne R Obolsky, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1990. Suzanne had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - October 28, 2014
ACCESS SECURITIES, LLC
September 23, 2010 - April 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 2006 - September 26, 2008
DBSI SECURITIES CORPORATION
March 25, 2005 - May 11, 2006
EMPIRE SECURITIES CORPORATION
March 25, 2005 - May 11, 2006
EMPIRE SECURITIES CORPORATION
September 12, 2002 - March 9, 2005
ANTHEM SECURITIES, INC.
November 5, 2001 - March 5, 2002
WORLDCO, L.L.C.
February 21, 2001 - October 30, 2001
VIE INSTITUTIONAL SERVICES, INC.
March 3, 2000 - October 13, 2000
NATIXIS SECURITIES AMERICAS LLC
March 28, 1995 - December 13, 1999
JOSEPHTHAL & CO., INC.
May 23, 1994 - March 27, 1995
LOUIS NICOUD & ASSOCIATES
November 19, 1990 - May 4, 1994
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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