Charles J. Reed
Professional summary
Charles J Reed is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 3 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles J Reed's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2025 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005July 19, 1989 - May 6, 2024
CITIGROUP GLOBAL MARKETS INC.
July 31, 1986 - December 14, 1987
O. R. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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