Hugh J. Graham
Professional summary
Hugh John Graham was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hugh is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Hugh had worked at 3 firms, which includes PREMIER GROUP INC., GERWIN GROUP INC., ASSOCIATED SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1999 - May 9, 2011
PREMIER GROUP, INC.
August 31, 1992 - May 10, 1994
GERWIN GROUP, INC.
January 17, 1991 - May 21, 1991
GERWIN GROUP, INC.
June 20, 1990 - September 28, 1990
ASSOCIATED SECURITIES CORP.
March 20, 1989 - June 5, 1990
GERWIN GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 15
Date: 7/22/1986
Foreign Currency Options ExaminationCurrent Firm
PREMIER GROUP, INC.
CRD#: 47346 / SEC#: , 8-51757
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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