William R. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Reed Martin, who also goes by William Martin, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1987. William had worked at 6 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1999 - October 31, 2002
PENSION PLANNERS SECURITIES, INC.
January 9, 1998 - October 31, 2002
PENSION PLANNERS SECURITIES, INC.
March 25, 1996 - July 3, 1996
CLEARING SERVICES OF AMERICA, INC.
July 13, 1993 - September 10, 1996
RYKEL SECURITIES, INC.
April 30, 1991 - August 3, 1993
FINANCIAL WEST GROUP
August 3, 1989 - April 30, 1991
FINANCIAL WEST INVESTMENT GROUP
July 22, 1987 - November 25, 1987
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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