Paul Koch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Koch was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - August 31, 2015
GOLDEN EAGLE SECURITIES, INC.
May 15, 2012 - July 16, 2012
ACTIVA CAPITAL MARKETS, INC.
May 16, 2003 - June 30, 2004
TRUIST INVESTMENT SERVICES, INC.
April 16, 2003 - June 30, 2004
TRUIST INVESTMENT SERVICES, INC.
November 21, 1986 - January 10, 1992
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDEN EAGLE SECURITIES, INC.
CRD#: 19586 / SEC#: , 8-37788
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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