Stephen J. Demetrovits
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Joseph Demetrovits, who also goes by Stephen Joseph Cemetrovits, Stephen Joseph Demetrovits Sr, Stephen Demetrovits, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2025 - August 29, 2025
VALIC FINANCIAL ADVISORS, INC.
May 14, 2025 - August 29, 2025
VALIC FINANCIAL ADVISORS, INC.
January 19, 2023 - October 17, 2023
FLEXIBLE PLAN INVESTMENTS LTD
November 12, 2019 - February 26, 2021
VOYA INVESTMENT MANAGEMENT CO. LLC
November 11, 2019 - February 26, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 26, 2016 - February 22, 2019
STADION MONEY MANAGEMENT, LLC
February 6, 2014 - February 22, 2019
ALPS DISTRIBUTORS, INC.
May 5, 2000 - May 15, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 28, 1996 - June 24, 1998
DEAM INVESTOR SERVICES, INC.
January 3, 1995 - August 22, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
January 22, 1988 - September 14, 1994
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 31, 1986 - February 2, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 31, 1986 - February 3, 1987
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
