Scott I. Tashman

OUTSET GLOBAL TRADING LIMITED

New York, NY 10036

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CRD#: 1542003

Professional summary

Scott Ian Tashman, who also goes by Scott I Tashman, is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott I Tashman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Ian Tashman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2016 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: 1120 Avenue Of The Americas 14th Floor, New York, NY 10036

CRD#: 281065

New York, NY

Past

April 20, 2015 - July 5, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

New York, NY

Past

May 22, 2007 - April 20, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

November 21, 2002 - May 22, 2007

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

February 26, 2001 - October 3, 2002

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

November 16, 1998 - February 26, 2001

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

CRD#: 24074

NEW YORK, NY

Past

June 10, 1994 - March 23, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

August 30, 1991 - May 4, 1993

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

January 19, 1988 - September 5, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/30/2017)

Connecticut
(8/25/2016)

Florida
(6/24/2022)

New Jersey
(8/25/2016)

New York
(8/25/2016)

Exams

State Security Law Exam

Series 63

Date: 9/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/19/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1120 Avenue Of Americas 14th Floor, New York, NY 10036

Mailing Address

1120 Avenue Of The Americas 14th Floor, New York, NY 10036

Phone number

(212) 390-0904

Established

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BANDEEN, ADAM DRUMMOND	PRESIDENT	2389750
MCCABE, RAYMOND FRANCIS	CEO & EXECUTIVE REPRESENTATIVE	2577501
FREY, KRISTOPHER SEAN	FINOP/CFO, COO, CCO	4797346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott I. Tashman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Ian Tashman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRT CAPITAL GROUP LLC

STERNE, AGEE & LEACH, INC.

OPPENHEIMER & CO. INC.

COMMERZ MARKETS LLC

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

DEUTSCHE BANK SECURITIES INC.

EQUITABLE DISTRIBUTORS, LLC

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/19/2001

Series 7

Date: 1/16/1988

Series 24

Date: 9/23/2008

FINRA

Current Firm

OUTSET GLOBAL TRADING LIMITED

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OUTSET GLOBAL TRADING LIMITED

TRUST BUT VERIFY

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