Mitchel C. Field
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchel Charles Field, who also goes by Mitchel Charles Field, Mitchel C Field, was a registered financial professional .
Mitchel is a previously registered financial professional and started their career in finance in 1999. Mitchel had worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2024 - April 15, 2026
KRAKEN SECURITIES
February 8, 2021 - June 23, 2022
ETORO USA SECURITIES INC.
October 16, 2020 - February 17, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2020 - February 17, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2004 - May 4, 2020
TRADESTATION SECURITIES, INC.
October 6, 1999 - May 16, 2002
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/28/2025
Operations Professional ExaminationSeries 55
Date: 6/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
KRAKEN SECURITIES
CRD#: 324343 / SEC#: , 8-71030
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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